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WE Philadelphia - SEC's Proposed ETF Rule
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SEC's Proposed ETF Rule -- Breaking down the rule proposal

10/16/2018
When: Tuesday, October 16, 2018
5:00pm - 8:00pm
Where: Stradley Ronon Stevens & Young
2005 Market St
Suite 2600
Philadelphia, Pennsylvania  19103
United States
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SEC's Proposed ETF Rule
Breaking down the SEC's Rule Proposal


At an open meeting on June 28, 2018, the SEC unanimously proposed a long awaited exemptive rule to permit the operation of most types of ETFs. The proposed rule would change the manner in which ETF sponsors bring ETFs to market. Our panelists will provide regulatory, industry, and legal insight into the features of the new rule, the potential impact on the ETF industry, and what it means for the future of ETFs.

Stradley Ronon’s Jamie Gershkow will moderate what is sure to be an informative and interactive session with our esteemed panelists, which will be followed by networking, socializing, cocktails and hor d’oeuvres.

AGENDA
5:00 PM REGISTRATION

5:20 PM WELCOME, WE Philadelphia Co-Head

CHRISTINE FRANQUIN
Senior Portfolio Manager
Vanguard

5:30 PM PANEL: SEC's Proposed ETF Rule

PANELISTS
MELISSA S. GAINOR
Senior Special Counsel
U.S. Securities and Exchange Commission

MICHAEL W. MUNDT
Partner
Stradley Ronon Stevens & Young

STEVE OH
Head of ETF Listings and Business Development
NASDAQ

ANNA PAGLIA
Head of Legal, US ETFs
Invesco

MODERATOR
JAMIE M. GERSHKOW
Associate
Stradley Ronon Stevens & Young

 


6:30 PM RECEPTION + NETWORKING

Sponsored by:
Stradley Ronon Stevens & Young
Gregory FCA



                    

 



 



 

 
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